Guidance Document: Guidance for the Labelling of Medical Devices, not including in vitro diagnostic devices - Appendices for the Labelling of Soft, Decorative, Contact Lenses and Menstrual Tampons

Published by authority of the Minister of Health

Date Adopted 2004/06/12

Revised Date 2015/04/10

Effective Date 2015/07/16

Health Products and Food Branch

Our mission is to help the people of Canada maintain and improve their health.

Health Canada

The Health Products and Food Branch's mandate is to take an integrated approach to the management of the risks and benefits to health related products and food by:

  • minimizing health risk factors to Canadians while maximizing the safety provided by the regulatory system for health products and food; and,
  • promoting conditions that enable Canadians to make healthy choices and providing information so that they can make informed decisions about their health.

Health Products and Food Branch

© Minister of Public Works and Government Services Canada 2004

Également disponible en français sous le titre : Ligne directrice - Directive concernant l'étiquetage des instruments médicaux, à l'exception des instruments diagnostiques in vitro - Annexes relatives à l'étiquetage des lentilles cornéennes souples, des lentilles cornéennes à but esthétique et des tampons hygiéniques

Foreword

Guidance documents are meant to provide assistance to industry and health care professionals on how to comply with the policies and governing statutes and regulations. They also serve to provide review and compliance guidance to staff, thereby ensuring that mandates are implemented in a fair, consistent and effective manner.

Guidance documents are administrative instruments not having force of law and, as such, allow for flexibility in approach. Alternate approaches to the principles and practices described in this document may be acceptable provided they are supported by adequate scientific justification. Alternate approaches should be discussed in advance with the relevant program area to avoid the possible finding that applicable statutory or regulatory requirements have not been met.

As a corollary to the above, it is equally important to note that Health Canada reserves the right to request information or material, or define conditions not specifically described in this guidance, in order to allow the Department to adequately assess the safety, efficacy or quality of a therapeutic product. Health Canada is committed to ensuring that such requests are justifiable and that decisions are clearly documented.

This document should be read in conjunction with the accompanying notice and the relevant sections of other applicable guidances.

Version
Date 2015-06-15

Replaces
Date 2014-06-12

Document Change Log
Change Location (section, paragraph) Nature of and/or Reason for Change
  Full Document Rewritten to add clarity, conform to Good Guidance Practices and proposed regulatory amendments as per the Regulations Amending the Medical Devices Regulations - Decorative Contact Lenses and Mandatory Class II Medical Device Label Submission.
  Definitions Updated several definitions to reflect those found in the Medical Devices Regulations
  Section 21(1)(a)
Section 21(1)(h)
Section 21(1)(i)
Section 2.4
Revised text for clarity
  Section 21(1)(d Revised text to reflect text in the Medical Devices Regulations
  Section 21(1)(g) Updated reference to ISO 8601 standard
  Section 21(2) Included reference to internet web address; revised text for clarity
Included information on e-labelling of certain medical devices not sold to the general public
  Appendix 1 Included information on decorative contact lenses
Revised definition of decorative lenses state that decorative lenses do not provide refractive correction (0.00D). 

Table of Contents

1.0 Introduction

1.1 Policy Objective

To assist manufacturers of non-in vitro diagnostic devices in complying with the labelling requirements under sections 21 - 23 of the Medical Devices Regulations (Regulations).

1.2 Policy Statements

Medical devices offered or imported for sale or use in Canada must meet the labelling requirements listed in sections 21 - 23 of the Regulations. This guidance is to be used in the preparation of labelling material for non-in vitro diagnostic devices.

1.3 Scope and Application

This guidance document applies to all medical devices, except those that are in vitro diagnostic devices, custom-made or offered under special access or investigational testing provisions. Specific labelling requirements for these types of licence applications are described in the guidance document entitled, Instructions for completing the Application form for Custom- made Devices and Medical Devices for Special Access.

Guidance on labelling for in vitro diagnostic devices can be found in Guidance for the Labelling of In Vitro Diagnostic Devices.

Appendices 1 and 2 provide additional labelling information for soft contact lenses, decorative contact lenses, and menstrual tampons, respectively.

1.4 Definitions

The following definitions were created to guide and explain technical terms specific to this guidance document:

Adverse Effect is an undesirable effect, usually seen in clinical studies, and has associated frequency data. (Effet nocif)

Cautions And Precautions are pieces of information which alert the user to exercise special care necessary for the safe and effective use of the device. (Avertissements et précautions)

Contraindications describe situations where the device should not be used because the risk of use clearly outweighs any foreseeable benefits. (Contre-indications)

Control Number means a unique series of letters, numbers or symbols, or any combination of these, that is assigned to a medical device by the manufacturer and from which a history of the manufacture, packaging, labelling, and distribution of a unit, lot or batch of the device can be determined. (Numéro de contrôle) (Medical Devices Regulations)

Directions For Use in respect of a medical device means full information as to the procedures recommended for achieving the optimum performance of the device, and includes cautions, warnings, contraindications, and possible adverse effects. (Mode d'emploi) (Medical Devices Regulations).

Indications for Use is a general description of the disease(s) or condition(s) the device will diagnose, treat, prevent or mitigate, including where applicable a description of the patient population for which the device is intended. The indications include all the labelled uses of the device, for example the condition(s) or disease(s) to be prevented, mitigated, treated or diagnosed, part of the body or type of tissue applied to or interacted with, frequency of use, physiological purpose and patient population. The indications for use are generally labelled as such, but may also be inferred from other parts of the labelling, including the Directions For Use, Precautions, Warnings and bibliography sections. (Indications d'emploi).

Label includes any legend, word or mark attached to, included in, belonging to or accompanying any food, drug, cosmetic, device or package. (Étiquette) (Food and Drugs Act)

Identifier means a unique series of letters or numbers or any combination of these or a bar code that is assigned to a medical device by the manufacturer and that identifies it and distinguishes it from similar devices. (Identificateur) (Medical Devices Regulations)

Manufacturer means a person who sells a medical device under their name, or under a trade mark, design, trade name or other name or mark owned or controlled by the person, and who is responsible for designing, manufacturing, assembling, processing, labelling, packaging, refurbishing or modifying the device, or for assigning to it a purpose, whether those tasks are performed by that person or on their behalf. (fabricant) (Medical Devices Regulations)

Name Of The Device in respect of a medical device, includes any information necessary for the user to identify the device and to distinguish it from similar devices. (Nom de l'instrument) (Medical Devices Regulations).

Package includes any thing in which any food, drug, cosmetic or device is wholly or partly contained, placed or packed. (Emballage) (Food and Drugs Act)

Sell includes offer for sale, expose for sale, have in possession for sale and distribute, whether or not the distribution is made for consideration. (Vente) (Food and Drugs Act).

Warning describes serious adverse reactions and potential safety hazards that can occur in the proper use, or misuse, of a device, along with the consequent limitations in use and mitigating steps to take if they occur. (Mise en garde)

2.0 Guidance for Implementation

2.1 Interpretation of the Definition of Label

All medical devices must have a label which provides the information specified in Section 21(1), (a) to (j) of the Regulations. The definition of label as defined in the Food and Drugs Act allows flexibility in that the information need not be affixed to the device but may be provided with the device as, for example, package inserts, brochures or leaflets.

2.2 Section 21 of the Medical Devices Regulations - General Labelling Requirements

Section 21(1)(a) - The name of the device

Each device including a system, medical device group, medical device family, or medical device group family must have a name. The device licence is issued for (a) the device name on the label which may describe one device, (b) an administrative grouping of devices sold for convenience under a single name or (c) a grouping of devices that carry the same generic name specifying the intended use of the devices. This name permits the user to identify it and distinguish it from other devices or device types.

For example: Acme Monofil Nylon Suture
J. Doe Double Lumen Haemodialysis Catheter
Mary Doe Intraocular Lenses, or
T-Pack Procedure Kit (procedural packs)

Section 21(1)(b) - The name and address of the manufacturer

The licence is issued to the manufacturer named on the label.

The name and address of the importer or distributer may also appear on the label. If more than one name appears on the label, the relationship of each name to the device must be made clear, such as in the case of private labelling agreements between the manufacturer and the distributor or importer. The device licence is issued to the manufacturer named on the label. Further, the named manufacturer is required to satisfy the applicable requirements in section 10 - 20.

The name and address should be in sufficient detail to serve as a postal address.

Section 21(1)(c) - The identifier of the device, including the identifier of any medical device that is part of a system, medical device group, medical device family or medical device group family

The identifier is a unique number assigned to the device by the manufacturer, which along with the name of the device, will permit a device to be distinguished from all other devices. It may be a catalogue number, model number, or a barcode and will permit, in combination with the name, a certain level of control and traceability in the market place.

For example:   Acme Monofil Nylon Suture Catalogue # 23114
Acme Monofil Nylon Suture Catalogue # 23115

Section 21(1)(d) - Control number in the case of a Class III or Class IV device

The control number means a unique series of letters, numbers or symbols, or any combination of these, that is assigned to a medical device by the manufacturer and, from which the history of the manufacturing, packaging, labelling or distribution of a unit, lot or batch of finished devices can be determined. The control number allows the device to be traced from manufacture to the end user, including an individual in whom the device may have been implanted. Along with the name of the device and the identifier, it provides the highest degree of traceability.

This is a requirement for Class III and Class IV devices only. Although not mandatory for Class I and Class II devices, the control number enhances postmarket traceability.

Section 21(1)(e) - If the contents are not readily apparent, an indication of what the package contains, expressed in terms appropriate to the device, such as the size, net weight, length, volume or number of units

The intent of this requirement is to provide specific information describing the package contents to the user and to enable the user to make an informed choice when comparing similar devices. The information will also allow the user to select a size suitable for his/her purposes. Units should be expressed in metric or SI units (International System of Units).

For example, the label for a surgical procedure pack should describe its contents with a complete list of the device and non-device components. The user is then informed of the suitability and completeness of the pack for the procedure to be performed.

In the case of devices containing natural rubber latex, this material should be identified.

Section 21(1)(f) - The word "Sterile" if the manufacturer intends the device to be sold in a sterile condition

If the device is sterilized by the manufacturer and the manufacturer intends for it to be sold in a sterile condition, the word "Sterile" must appear on the label.

Section 21(1)(g) - The expiry date of the device, where applicable, to be determined by the manufacturer based on the component of the device that has the shortest projected useful life

The life of the least stable component determines the expiration date. The expiration date must be based on the results of studies which demonstrate that the device will perform as intended and will meet its specifications until that date. The date should be expressed in the internationally accepted format (ISO 8601 Data Elements and Interchange Formats-Information Exchange-Representation of Dates and Times): year (in four digits), month (in two digits), and day (in two digits). The separator for the three portions of the date should be a hyphen (-).

Section 21(1)(h) - Unless self-evident to the intended user, the medical conditions, purposes and uses for which the device is manufactured, sold or represented, as well as the performance specifications of the device if those specifications are necessary for proper use

This section requires the manufacturer to state succinctly what the device is intended to do and on which population subgroup the device is intended to be used, for example, "For use in adults over 18 years of age." The purposes and uses refer to the function of the device as well as to the objective intent of the manufacturer. This intent may be communicated by the labelling claims, advertising, or written or oral statements made by the manufacturer or representatives.

There are some devices for which the indications for use are commonly understood, and such labelling may not be necessary. For example, it may not be necessary to state that use of an ordinary toothbrush is for cleaning teeth. Other examples include stainless steel scalpels, non-medicated adhesive bandages or tongue depressors.

The detail and level of the language used should be appropriate to the educational level or expertise of the intended user.

The purposes and uses must be supported by valid scientific evidence that the device, as labelled, will provide clinically significant results. In the case of Class III and Class IV devices, the manufacturer may wish to include a summary of pre-clinical or investigational testing results with appropriate references.

Section 21(1)(i) - The directions for use, unless directions for use are not required, (i) in the case of decorative contact lenses, for the device to be used safely, and (ii) in the case of any other medical device to be used safely and effectively

Refer to the Definitions section for Directions for use. This is the information supplied to the lay person and/or the health care professional enabling them to use the device without causing unnecessary harm to themselves or another person and to achieve the desired result. The Directions for use should be written at a level commensurate with the training of the expected users.

Decorative contact lenses are required to be labelled with appropriate Directions for use in order to ensure safe use. Please refer to Appendix 1 for more information.

For some complex, active or powered devices, the Directions for use may require a special Surgeon's Instruction Manual, Operator's Manual, and a User's Manual.

If the device is an implant listed in Schedule 2 of the Regulations, the manufacturer is required to include two implant registration cards, as detailed in Sections 66 and 67. A signed Patient Consent Form with patient information should also be included.

Refer to the Definitions section for additional information on the following terms:

Adverse Effects

This section should list the adverse effects that have been reported in association with the use of the device. A description and the frequency of the most serious adverse effects should also be provided.

Contraindications

Contraindications are conditions, especially any condition of disease, which render some particular line of treatment improper or undesirable. This section should describe situations in which the device should not be used because of risk which outweighs any potential therapeutic benefit. Examples might be "Contraindicated for use in pregnancy", or "Not to be used in a patient who has an implanted cardiac pacemaker/defibrillator."

Warnings and Cautions

To warn is to give notice beforehand, especially of danger. Warnings describe serious adverse and potential safety hazards that can occur with the proper use, or misuse, of a device, along with consequent limitations in use and mitigating steps to take should harm or hazard occur.

For example:

CAUTION: The operation of this implantable cardioverter/defibrillator may be affected by the electromagnetic fields produced by anti-theft systems and metal detectors.
CAUTION: The risk of meningitis may increase in cochlear implant recipients.

If animal or potentially infectious material is used during the manufacturing process, the label should state: "Warning, this product contains material of human (or animal) origin which may cause disease." The instructions should include Disposal Instructions, such as "Material of human (or animal) origin, incinerate or sterilize before disposal."

It is suggested that in cases where a condition or circumstance may result in death or serious injury, a succinctly worded warning enclosed within a distinctive visual box contained within the labelling should be provided.

Cautions: This term is sometimes referred to as "Precautions". Cautions should be written to get the user's attention, to inform of the seriousness of the hazard, and to recommend steps to avoid the hazard.

For example, exposure to the radiofrequency (RF) signals from a cellular telephone may cause malfunction of a recording device or a cardiac pacemaker. The Cautions should advise the device user of a safe distance outside which the device and telephone may be used.

Section 21(1)(j) - Describe any special storage conditions applicable to the device

Some devices may deteriorate rapidly under certain environmental conditions as they relate to temperature, humidity, or light, and may need to be stored in a specified manner to prevent this deterioration. The user must be provided with this information in order to decide if such storage conditions are accessible or within their means. Storage temperatures should be provided in degrees Celsius.

Section 21(2) - The information required pursuant to section 21(1) of the Regulations shall be expressed in a legible, permanent and prominent manner, in terms that are easily understood by the intended user

All of the labelling items described in the sections above are required to be presented in a conspicuous and clear fashion on the label. The label information should be expressed in plain language and presented in a format most likely to be understood by the purchaser or expected user under the customary conditions of purchase and use.

Section 21(2) - As it pertains to the electronic labelling (e-labelling) of certain medical devices not sold to the general public

Health Canada considers e-labelling to refer to the information required by section 21(1) of the Regulations that would ordinarily be found in the directions for use. The directions for use may include a surgeon's instruction manual, operator's manual, or user's manual.

For devices that are not sold to the general public, this information may be provided as downloadable from the internet and/ or on electronic data storage devices [for example (e.g.) compact disc, digital video disc, USB flash drive, etc.]. The electronic label or internet web address must accompany the device at the time of sale and/or delivery and be displayed in a manner that alerts the user to its purpose. The information provided electronically should be easily navigable. Manufacturers should ensure that the electronic label is identical in content to the paper format (where applicable) that is submitted with the device licence application. A sample Letter of Attestation is provided below.

Upon request, a paper copy of the label information should be provided as soon as possible to the user, at no additional cost.

Sample Letter of Attestation
[Manufacturer's Letterhead]

I, as a senior official of the manufacturer, [name of manufacturer], attest that the information contained in the electronic directions for use for [name of the device] matches the information contained in the paper copy. No information has been added, removed or changed.

Title:
Signed:

2.3 Section 22 of the Medical Devices Regulations - Outer Package Labelling for Sale to the General Public

Section 22(1)(a), (b) - Labelling for devices intended to be sold to the general public

Label information must be set out on the outside of the package. The information must be visible to enable the intended user to make an informed choice with respect to the device, and to permit the post-market identification of a device during a product recall.

Please refer to Appendices 1 and 2 for specific guidance on the labelling of soft contact lenses, decorative contact lenses and menstrual tampons.

Section 22(2) - Labelling for devices too small to display all the required information

This section recognizes that under some circumstances, the package that contains the device may be too small to allow the directions for use to be displayed. The directions for use may then accompany the product as a package insert. In these circumstances, information on the outside of the package should refer the user to this additional labelling.

2.4 Section 23 of the Medical Devices Regulations - Language Labelling Requirements

Section 23(1), (2), (3) - Official Language Requirements

Devices sold to the general public

In respect of a medical device that is sold to the general public, the information required by paragraphs 21(1) (a) and (e) to (j) shall, as a minimum, be in both English and French. In such cases, the directions for use must be supplied in both official languages at the time of purchase.

All other devices

Devices sold in Canada must be labelled in either English or French. Additional languages are also permitted. It should be noted that the directions for use in the other official language shall be made available by the manufacturer as soon as possible at the request of the purchaser.

3.0 Bibliography

1. Food and Drugs Act. R.S. c. F-27, s.1.
2. Medical Devices Regulations, Chapter 871

Appendix 1 - Labelling for Soft Contact Lenses and Decorative Contact Lenses

1.0 The outer label of the package to display the correction factor of the contact lens (decorative contact lenses should be identified as 0.00D).

2.0 The outer label, or the package insert, to contain information indicating:

  1. at least two lens care systems that are recommended by the manufacturer for the contact lens,
  2. warning statement contraindicating the use of non-compatible lens care products, if applicable,
  3. for soft contact lenses, a statement that the safety and effectiveness of contact lenses depends on proper use; for decorative contact lenses, a statement that the safety of decorative contact lenses depends on proper use,
  4. that an eye care professional should be consulted regarding proper use,
  5. the recommended period of continuous wear, expressed in hours or, in the case of a prolonged wear lens, in days,
  6. the minimum period the contact lens should be left out of the eye before re-insertion,
  7. the recommended number of times, if any, that the contact lens can be cleaned,
  8. that adequate follow-up by an eye care professional is essential for the safe use of the contact lens,
  9. that infection, with possible permanent damage to vision, could result from the failure to strictly follow recommended DIRECTIONS FOR USE and lens care procedures,
  10. that an eye care professional should be consulted regarding the use of the contact lens in certain atmospheric or environmental conditions that can cause irritation to the eye,
  11. that in the event of an adverse reaction to the wearing of the contact lens, including discomfort to the eye, red eye and blurred vision, the user should immediately remove the contact lens and consult an eye care professional before resuming use,
  12. where the contact lens is a cosmetically tinted contact lens, a warning statement that the tinted contact lens can reduce visibility in low light conditions,
  13. where the contact lens is a prolonged wear lens, a warning statement that users of extended-wear lenses have a higher risk of infection and permanent damage to their vision, and
  14. where the soft contact lens is not a prolonged wear lens, a warning statement that the wearing of the contact lens while sleeping increases the risk of infection and permanent damage to vision.
  15. a statement that contact lenses should never be shared between users.

3.0 Where the above information is displayed in a package insert, the following statement is to appear on the outer label. "Attention: Read and save the enclosed information. Mise en garde: Veuillez lire et conserver les renseignements ci-joints."

In the context of the above discussion:

"Contact lens" means a prosthetic device that covers the cornea, and may cover a portion of the limbus or the sclera, for the purpose of correcting refractive errors of the eye.

"Decorative contact lens" means a prosthetic device that covers the cornea, and may cover a portion of the limbus or the sclera, for cosmetic purposes and does not provide refractive correction (0.00D).

"Eye care professional" means an optometrist, optician, physician or ophthalmologist.

"Lens care procedures" means procedures recommended by the manufacturer of a soft contact lens for storing the contact lens or for cleaning, rinsing, neutralizing or disinfecting the contact lens or the container in which it is stored.

"Lens care product" means a product recommended by the manufacturer of a contact lens for storing the contact lens or for cleaning, rinsing, neutralizing or disinfecting the contact lens or the container in which it is stored.

"Lens care system" means a group of lens care products that are intended to be used together to perform all lens care procedures appropriate for a specific type of contact lens.

"Prolonged wear lens" means a soft contact lens that is designed to be worn, without removal, for 24 hours or longer.

"Soft contact lens" means a contact lens that is manufactured from a flexible polymer material.

Appendix 2 - Labelling for Menstrual Tampons

1.0 An absorbency identification to appear on the display panel as the part of the package that is displayed or visible under normal conditions of sale or advertisement to the consumer. This absorbency identification is found in column II of the following table, and it represents the range of absorbency of the menstrual tampon as set out in column I of the table. The absorbency of a menstrual tampon must be measured by an accepted test method.

2.0 Anywhere on the outer label, the statement "ATTENTION: Tampons are associated with Toxic Shock Syndrome (TSS). TSS is a rare but serious disease that may cause death. MISE EN GARDE: Les tampons hygiéniques sont associés au syndrome de choc toxique (SCT). Le SCT se manifeste rarement, mais il n'en constitue pas moins une maladie grave qui peut être mortelle."

3.0 Information provided on the label or in a package insert, to:

(i) Explain to the user the warning symptoms and risks of Toxic Shock Syndrome associated with the use of menstrual tampons,

(ii) advise the user on the duration of use and proper hygiene during use,

(iii) advise the user to use menstrual tampons with the minimum absorbency needed to control menstrual flow in order to reduce the risk of contracting Toxic Shock Syndrome,

(iv) explain to the user the various ranges of absorbency, described in the following table and the corresponding absorbency identifications, of menstrual tampons sold in Canada by that manufacturer,

(v) describe to the user how to compare the ranges of absorbency and the corresponding absorbency identifications to select the tampon with the minimum absorbency needed to control menstrual flow in order to reduce the risk of contracting Toxic Shock Syndrome,

(vi) advise the user to seek medical attention before using menstrual tampons again if Toxic Shock Syndrome warning symptoms have occurred in the past, or if the user has any questions about Toxic Shock Syndrome, or tampon use,

(vii) describe the material composition of the tampon - list the materials of manufacture, including additives, deodorants, wetting agents, and preservatives, and

(viii) state that the tampon is bleached using an elemental chlorine-free method.

4.0 If the above information is provided in a package insert, the following statement is to appear on the outer label, "Attention: Read and save the enclosed information. Mise en garde: Veuillez lire et conserver les renseignements ci-joints."

Measure
Item Column I Column II
Range of Absorbency (grams) Absorbency Identification
1. Less than or equal to 6 Light Absorbency
2. Greater than 6 less than 9 Regular Absorbency
3. Greater than 9 less than 12 Super Absorbency
4. Greater than 12 less than 15 Super Plus Absorbency
5. Greater than 15 up to 18 Ultra Absorbency

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